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Methodology


Methodology

During planning discussions, several things were identified as being of importance in designing the project methodology:

  1. The existing institutional and physical landscape of drought and flood relief in determining what can or should be done,
  2. The presence of borders (the mosaic of conditions, assets, ownership, physical infrastructure, etc.) in creating variation,
  3. The key role of assets (and asset distribution) in determining response strategies,
  4. The key role of information in enabling responses,
  5. The distinctions between adaptation and coping, aspirations and perceptions.

A core assumption of the project is that everyone adapts – or tries to.

Field survey methodology was designed with three parts:
  • Review
  • Mapping
  • Survey of adaptation, coping, aspirations and perceptions

Each part is laid in an overall nested approach: several village level dialogues and/or surveys, embedded in a basin (flood) or region (drought) analysis, placed within a macro context focused at the state level and above.

Participatory Rural Appraisal (PRA) and household structured sets of questions will enable a collection of primary data on assets, livelihoods (including migration), perceptions and/or aspirations, and household lifecycles in such a way as to capture the points of views of all members of a household, paying attention to the different ages and gender of the respondents.

Review
Review of secondary data from recent census and major literature will focus on the institutional/legal landscape for drought and flood relief as well as water management and insurance, existing knowledge on adaptations, coping strategies, aspirations, and perceptions, and major social, economic, and demographic trends at a regional level. A strong focus is placed on finding regional maps, especially showing flood or drought affected areas.

Mapping
Mapping will include physical as well as peoples’ mental maps of their region. These will detail natural and infrastructure features (biophysical maps, administrative boundaries, water management structures), the micro and macro scopes of droughts and floods, household and community economic links and networks (location and distances between homes, farms, work places, markets, rural-urban linkages), household, community, family and caste assets and access to external assets (by gender) including physical and natural assets as well as monetary assets, and finally information flow maps (distribution of cell phones, landlines, TVs, radios, newspapers, external agencies/NGOs, etc.).

Survey of Adaptation, Coping, Aspiration, Perceptions
PRA surveys will focus on the differences in aspirations and perceptions, and adaptation and coping strategies of the various members of households and communities, and between local groups and Government. The essential question is: Who adapts what, when, where and how?

  • How do people perceive droughts and floods (as disasters, resources, general features of the environment?)
  • What systems (social, technical, economic, insurance, etc.) have people developed that are adapted to (fit with and take advantage of) droughts and floods?
  • What systems have people developed to mitigate (i.e. cope with) the unavoidable negative consequences of drought and flood
  • What livelihoods do people aspire to and how would that change their vulnerability to droughts and floods?

The methodology is designed to understand and document gaps in perceptions and coping strategies, and to evolve adaptive strategies for developing drought and flood resilience.